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SOFTWARE
ENGINEERING
Chapter 4 – Requirements Engineering
Topics covered
• Functional and non-functional requirements
• The software requirements document
• Requirements specification
• Requirements engineering processes
• Requirements elicitation and analysis
• Requirements validation
• Requirements management
Jul 2013 Chapter 4. Requirements engineering 2
Requirements engineering
• The process of establishing the services that the customer
requires from a system and the constraints under which it
operates and is developed.
• The requirements themselves are the descriptions of the
system services and constraints that are generated during
the requirements engineering process.
Jul 2013 Chapter 4. Requirements engineering 3
What is a requirement?
• It may range from a high-level abstract statement of a
service or of a system constraint to a detailed
mathematical functional specification.
• This is inevitable as requirements may serve a dual
function
• May be the basis for a bid for a contract - therefore must be open to
interpretation;
• May be the basis for the contract itself - therefore must be defined
in detail;
• Both these statements may be called requirements.
Jul 2013 Chapter 4. Requirements engineering 4
Requirements abstraction (Davis)
Jul 2013 Chapter 4. Requirements engineering 5
“If a company wishes to let a contract for a large software development
project, it must define its needs in a sufficiently abstract way that a
solution is not pre-defined. The requirements must be written so that
several contractors can bid for the contract, offering, perhaps, different
ways of meeting the client organization’s needs. Once a contract has
been awarded, the contractor must write a system definition for the
client in more detail so that the client understands and can validate what
the software will do. Both of these documents may be called the
requirements document for the system.”
Types of requirement
• User requirements
• Statements in natural language plus diagrams of the services the
system provides and its operational constraints. Written for
customers.
• System requirements
• A structured document setting out detailed descriptions of the
system’s functions, services and operational constraints. Defines
what should be implemented so may be part of a contract between
client and contractor.
Jul 2013 Chapter 4. Requirements engineering 6
User and system requirements
Jul 2013 Chapter 4. Requirements engineering 7
Readers of different types of requirements
specification
Jul 2013 Chapter 4. Requirements engineering 8
Functional and non-functional
requirements
• Functional requirements
• Statements of services the system should provide, how the system
should react to particular inputs and how the system should behave
in particular situations.
• May state what the system should not do.
• Non-functional requirements
• Constraints on the services or functions offered by the system such
as timing constraints, constraints on the development process,
standards, etc.
• Often apply to the system as a whole rather than individual features
or services.
• Domain requirements
• Constraints on the system from the domain of operation
Jul 2013 Chapter 4. Requirements engineering 9
Functional requirements
• Describe functionality or system services.
• Depend on the type of software, expected users and the
type of system where the software is used.
• Functional user requirements may be high-level
statements of what the system should do.
• Functional system requirements should describe the
system services in detail.
Jul 2013 Chapter 4. Requirements engineering 10
Case study: MHC-PMS
• The MHC-PMS (Mental Health Care-Patient Management
System) is an information system that is intended for use
in clinics.
• It makes use of a centralized database of patient
information but has also been designed to run on a PC,
so that it may be accessed and used from sites that do
not have secure network connectivity.
• When the local systems have secure network access,
they use patient information in the database but they can
download and use local copies of patient records when
they are disconnected.
Jul 2013 Chapter 4. Requirements engineering 11
MHC-PMS goals
• To generate management information that allows health
service managers to assess performance against local
and government targets.
• To provide medical staff with timely information to support
the treatment of patients.
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The organization of the MHC-PMS
Jul 2013 Chapter 4. Requirements engineering 13
MHC-PMS key features
• Individual care management
• Clinicians can create records for patients, edit the information in the
system, view patient history, etc. The system supports data
summaries so that doctors can quickly learn about the key problems
and treatments that have been prescribed.
• Patient monitoring
• The system monitors the records of patients that are involved in
treatment and issues warnings if possible problems are detected.
• Administrative reporting
• The system generates monthly management reports showing the
number of patients treated at each clinic, the number of patients who
have entered and left the care system, number of patients sectioned,
the drugs prescribed and their costs, etc.
Jul 2013 Chapter 4. Requirements engineering 14
MHC-PMS concerns
• Privacy
• It is essential that patient information is confidential and is never
disclosed to anyone apart from authorised medical staff and the
patient themselves.
• Safety
• Some mental illnesses cause patients to become suicidal or a
danger to other people. Wherever possible, the system should
warn medical staff about potentially suicidal or dangerous patients.
• The system must be available when needed otherwise safety may
be compromised and it may be impossible to prescribe the correct
medication to patients.
Jul 2013 Chapter 4. Requirements engineering 15
Functional requirements for the MHC-
PMS
• A user shall be able to search the appointments lists for
all clinics.
• The system shall generate each day, for each clinic, a list
of patients who are expected to attend appointments that
day.
• Each staff member using the system shall be uniquely
identified by his or her 8-digit employee number.
Jul 2013 Chapter 4. Requirements engineering 16
Requirements imprecision
• Problems arise when requirements are not precisely
stated.
• Ambiguous requirements may be interpreted in different
ways by developers and users.
• Consider the term ‘search’ in requirement 1
• User intention – search for a patient name across all appointments
in all clinics;
• Developer interpretation – search for a patient name in an
individual clinic. User chooses clinic then search.
Jul 2013 Chapter 4. Requirements engineering 17
Requirements completeness and
consistency
• In principle, requirements should be both complete and
consistent.
• Complete
• They should include descriptions of all facilities required.
• Consistent
• There should be no conflicts or contradictions in the descriptions of
the system facilities.
• In practice, it is impossible to produce a complete and
consistent requirements document.
Jul 2013 Chapter 4. Requirements engineering 18
Non-functional requirements
• These define system properties and constraints e.g.
reliability, response time and storage requirements.
Constraints are I/O device capability, system
representations, etc.
• Process requirements may also be specified mandating a
particular IDE, programming language or development
method.
• Non-functional requirements may be more critical than
functional requirements. If these are not met, the system
may be useless.
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Types of nonfunctional requirement
Jul 2013 Chapter 4. Requirements engineering 20
Non-functional requirements
implementation
• Non-functional requirements may affect the overall
architecture of a system rather than the individual
components.
• For example, to ensure that performance requirements are met,
you may have to organize the system to minimize communications
between components.
• A single non-functional requirement, such as a security
requirement, may generate a number of related functional
requirements that define system services that are
required.
• It may also generate requirements that restrict existing
requirements.
Jul 2013 Chapter 4. Requirements engineering 21
Non-functional classifications
• Product requirements
• Requirements which specify that the delivered product must
behave in a particular way e.g. execution speed, reliability, etc.
• Organisational requirements
• Requirements which are a consequence of organisational policies
and procedures e.g. process standards used, implementation
requirements, etc.
• External requirements
• Requirements which arise from factors which are external to the
system and its development process e.g. interoperability
requirements, legislative requirements, etc.
Jul 2013 Chapter 4. Requirements engineering 22
Examples of nonfunctional requirements
in the MHC-PMS
Jul 2013 Chapter 4. Requirements engineering 23
Product requirement
The MHC-PMS shall be available to all clinics during normal
working hours (Mon–Fri, 0830–17.30). Downtime within normal
working hours shall not exceed five seconds in any one day.
Organizational requirement
Users of the MHC-PMS system shall authenticate themselves
using their health authority identity card.
External requirement
The system shall implement patient privacy provisions as set out
in HStan-03-2006-priv.
Goals and requirements
• Non-functional requirements may be very difficult to state
precisely and imprecise requirements may be difficult to
verify.
• Goal
• A general intention of the user such as ease of use.
• Verifiable non-functional requirement
• A statement using some measure that can be objectively tested.
• Goals are helpful to developers as they convey the
intentions of the system users.
Jul 2013 Chapter 4. Requirements engineering 24
Usability requirements
• The system should be easy to use by medical staff and
should be organized in such a way that user errors are
minimized. (Goal)
• Medical staff shall be able to use all the system functions
after four hours of training. After this training, the average
number of errors made by experienced users shall not
exceed two per hour of system use. (Testable non-
functional requirement)
Jul 2013 Chapter 4. Requirements engineering 25
Metrics for specifying nonfunctional
requirements
Jul 2013 Chapter 4. Requirements engineering 26
Property Measure
Speed Processed transactions/second
User/event response time
Screen refresh time
Size Mbytes
Number of ROM chips
Ease of use Training time
Number of help frames
Reliability Mean time to failure
Probability of unavailability
Rate of failure occurrence
Availability
Robustness Time to restart after failure
Percentage of events causing failure
Probability of data corruption on failure
Portability Percentage of target dependent statements
Number of target systems
Domain requirements
• The system’s operational domain imposes requirements
on the system.
• For example, a train control system has to take into account the
braking characteristics in different weather conditions.
• Domain requirements be new functional requirements,
constraints on existing requirements or define specific
computations.
• If domain requirements are not satisfied, the system may
be unworkable.
Jul 2013 Chapter 4. Requirements engineering 27
Train protection system
• This is a domain requirement for a train protection
system:
• The deceleration of the train shall be computed as:
• Dtrain = Dcontrol + Dgradient
• where Dgradient is 9.81ms2 * compensated gradient/alpha and
where the values of 9.81ms2 /alpha are known for different types of
train.
• It is difficult for a non-specialist to understand the
implications of this and how it interacts with other
requirements.
Jul 2013 Chapter 4. Requirements engineering 28
Domain requirements problems
• Understandability
• Requirements are expressed in the language of the application
domain;
• This is often not understood by software engineers developing the
system.
• Implicitness
• Domain specialists understand the area so well that they do not
think of making the domain requirements explicit.
Jul 2013 Chapter 4. Requirements engineering 29
The software requirements document
• The software requirements document is the official
statement of what is required of the system developers.
• Should include both a definition of user requirements and
a specification of the system requirements.
• It is NOT a design document. As far as possible, it should
set of WHAT the system should do rather than HOW it
should do it.
Jul 2013 Chapter 4. Requirements engineering 30
Users of a requirements document
Jul 2013 Chapter 4. Requirements engineering 31
Requirements document variability
• Information in requirements document depends on type of
system and the approach to development used.
• Systems developed incrementally will, typically, have less
detail in the requirements document.
• Requirements documents standards have been designed
e.g. IEEE standard. These are mostly applicable to the
requirements for large systems engineering projects.
Jul 2013 Chapter 4. Requirements engineering 32
The structure of a requirements
document
Jul 2013 Chapter 4. Requirements engineering 33
Chapter Description
Preface This should define the expected readership of the document and describe
its version history, including a rationale for the creation of a new version
and a summary of the changes made in each version.
Introduction This should describe the need for the system. It should briefly describe the
system’s functions and explain how it will work with other systems. It
should also describe how the system fits into the overall business or
strategic objectives of the organization commissioning the software.
Glossary This should define the technical terms used in the document. You should
not make assumptions about the experience or expertise of the reader.
User requirements
definition
Here, you describe the services provided for the user. The nonfunctional
system requirements should also be described in this section. This
description may use natural language, diagrams, or other notations that are
understandable to customers. Product and process standards that must be
followed should be specified.
System architecture This chapter should present a high-level overview of the anticipated system
architecture, showing the distribution of functions across system modules.
Architectural components that are reused should be highlighted.
The structure of a requirements document
Chapter Description
System
requirements
specification
This should describe the functional and nonfunctional requirements in more detail.
If necessary, further detail may also be added to the nonfunctional requirements.
Interfaces to other systems may be defined.
System models This might include graphical system models showing the relationships between
the system components and the system and its environment. Examples of
possible models are object models, data-flow models, or semantic data models.
System evolution This should describe the fundamental assumptions on which the system is based,
and any anticipated changes due to hardware evolution, changing user needs,
and so on. This section is useful for system designers as it may help them avoid
design decisions that would constrain likely future changes to the system.
Appendices These should provide detailed, specific information that is related to the
application being developed; for example, hardware and database descriptions.
Hardware requirements define the minimal and optimal configurations for the
system. Database requirements define the logical organization of the data used
by the system and the relationships between data.
Index Several indexes to the document may be included. As well as a normal alphabetic
index, there may be an index of diagrams, an index of functions, and so on.
Jul 2013 Chapter 4. Requirements engineering 34
Requirements specification
• The process of writing down the user and system
requirements in a requirements document.
• User requirements have to be understandable by end-
users and customers who do not have a technical
background.
• System requirements are more detailed requirements and
may include more technical information.
• The requirements may be part of a contract for the system
development
• It is therefore important that these are as complete as possible.
Jul 2013 Chapter 4. Requirements engineering 35
Ways of writing a system requirements
specification
Jul 2013 Chapter 4. Requirements engineering 36
Notation Description
Natural language The requirements are written using numbered sentences in natural language.
Each sentence should express one requirement.
Structured natural
language
The requirements are written in natural language on a standard form or
template. Each field provides information about an aspect of the
requirement.
Design description
languages
This approach uses a language like a programming language, but with more
abstract features to specify the requirements by defining an operational
model of the system. This approach is now rarely used although it can be
useful for interface specifications.
Graphical notations Graphical models, supplemented by text annotations, are used to define the
functional requirements for the system; UML use case and sequence
diagrams are commonly used.
Mathematical
specifications
These notations are based on mathematical concepts such as finite-state
machines or sets. Although these unambiguous specifications can reduce
the ambiguity in a requirements document, most customers don’t understand
a formal specification. They cannot check that it represents what they want
and are reluctant to accept it as a system contract
Requirements and design
• In principle, requirements should state what the system
should do and the design should describe how it does
this.
• In practice, requirements and design are inseparable
• A system architecture may be designed to structure the
requirements;
• The system may inter-operate with other systems that generate
design requirements;
• The use of a specific architecture to satisfy non-functional
requirements may be a domain requirement.
• This may be the consequence of a regulatory requirement.
Jul 2013 Chapter 4. Requirements engineering 37
Natural language specification
• Requirements are written as natural language sentences
supplemented by diagrams and tables.
• Used for writing requirements because it is expressive,
intuitive and universal. This means that the requirements
can be understood by users and customers.
Jul 2013 Chapter 4. Requirements engineering 38
Guidelines for writing requirements
• Invent a standard format and use it for all requirements.
• Use language in a consistent way. Use shall for
mandatory requirements, should for desirable
requirements.
• Use text highlighting to identify key parts of the
requirement.
• Avoid the use of computer jargon.
• Include an explanation (rationale) of why a requirement is
necessary.
Jul 2013 Chapter 4. Requirements engineering 39
Problems with natural language
• Lack of clarity
• Precision is difficult without making the document difficult to read.
• Requirements confusion
• Functional and non-functional requirements tend to be mixed-up.
• Requirements amalgamation
• Several different requirements may be expressed together.
Jul 2013 Chapter 4. Requirements engineering 40
Example requirements for the insulin
pump software system
Jul 2013 Chapter 4. Requirements engineering 41
3.2 The system shall measure the blood sugar and deliver
insulin, if required, every 10 minutes. (Changes in blood
sugar are relatively slow so more frequent measurement
is unnecessary; less frequent measurement could lead to
unnecessarily high sugar levels.)
3.6 The system shall run a self-test routine every minute
with the conditions to be tested and the associated actions
defined in Table 1. (A self-test routine can discover
hardware and software problems and alert the user to the
fact the normal operation may be impossible.)
Structured specifications
• An approach to writing requirements where the freedom
of the requirements writer is limited and requirements are
written in a standard way.
• This works well for some types of requirements e.g.
requirements for embedded control system but is
sometimes too rigid for writing business system
requirements.
Jul 2013 Chapter 4. Requirements engineering 42
Form-based specifications
• Definition of the function or entity.
• Description of inputs and where they come from.
• Description of outputs and where they go to.
• Information about the information needed for the
computation and other entities used.
• Description of the action to be taken.
• Pre and post conditions (if appropriate).
• The side effects (if any) of the function.
Jul 2013 Chapter 4. Requirements engineering 43
A structured specification of a requirement
for an insulin pump
Jul 2013 Chapter 4. Requirements engineering 44
A structured specification of a requirement
for an insulin pump
Jul 2013 Chapter 4. Requirements engineering 45
Tabular specification
• Used to supplement natural language.
• Particularly useful when you have to define a number of
possible alternative courses of action.
• For example, the insulin pump systems bases its
computations on the rate of change of blood sugar level
and the tabular specification explains how to calculate the
insulin requirement for different scenarios.
Jul 2013 Chapter 4. Requirements engineering 46
Tabular specification of computation for an
insulin pump
Jul 2013 Chapter 4. Requirements engineering 47
Condition Action
Sugar level falling (r2 < r1) CompDose = 0
Sugar level stable (r2 = r1) CompDose = 0
Sugar level increasing and rate of
increase decreasing
((r2 – r1) < (r1 – r0))
CompDose = 0
Sugar level increasing and rate of
increase stable or increasing
((r2 – r1) ≥ (r1 – r0))
CompDose =
round ((r2 – r1)/4)
If rounded result = 0 then
CompDose =
MinimumDose
Requirements engineering processes
• The processes used for RE vary widely depending on the
application domain, the people involved and the
organisation developing the requirements.
• However, there are a number of generic activities
common to all processes
• Requirements elicitation;
• Requirements analysis;
• Requirements validation;
• Requirements management.
• In practice, RE is an iterative activity in which these
processes are interleaved.
Jul 2013 Chapter 4. Requirements engineering 48
A spiral view of the requirements engineering
process
Jul 2013 Chapter 4. Requirements engineering 49
Requirements elicitation and analysis
• Sometimes called requirements elicitation or requirements
discovery.
• Involves technical staff working with customers to find out
about the application domain, the services that the system
should provide and the system’s operational constraints.
• May involve end-users, managers, engineers involved in
maintenance, domain experts, trade unions, etc. These
are called stakeholders.
Jul 2013 Chapter 4. Requirements engineering 50
Problems of requirements analysis
• Stakeholders don’t know what they really want.
• Stakeholders express requirements in their own terms.
• Different stakeholders may have conflicting requirements.
• Organisational and political factors may influence the
system requirements.
• The requirements change during the analysis process.
New stakeholders may emerge and the business
environment may change.
Jul 2013 Chapter 4. Requirements engineering 51
Requirements elicitation and analysis
• Software engineers work with a range of system
stakeholders to find out about the application domain, the
services that the system should provide, the required
system performance, hardware constraints, other
systems, etc.
• Stages include:
• Requirements discovery,
• Requirements classification and organization,
• Requirements prioritization and negotiation,
• Requirements specification.
Jul 2013 Chapter 4. Requirements engineering 52
The requirements elicitation and analysis
process
Jul 2013 Chapter 4. Requirements engineering 53
Process activities
• Requirements discovery
• Interacting with stakeholders to discover their requirements.
Domain requirements are also discovered at this stage.
• Requirements classification and organisation
• Groups related requirements and organises them into coherent
clusters.
• Prioritisation and negotiation
• Prioritising requirements and resolving requirements conflicts.
• Requirements specification
• Requirements are documented and input into the next round of the
spiral.
Jul 2013 Chapter 4. Requirements engineering 54
Problems of requirements elicitation
• Stakeholders don’t know what they really want.
• Stakeholders express requirements in their own terms.
• Different stakeholders may have conflicting requirements.
• Organisational and political factors may influence the
system requirements.
• The requirements change during the analysis process.
New stakeholders may emerge and the business
environment change.
Jul 2013 Chapter 4. Requirements engineering 55
Requirements discovery
• The process of gathering information about the required
and existing systems and distilling the user and system
requirements from this information.
• Interaction is with system stakeholders from managers to
external regulators.
• Systems normally have a range of stakeholders.
Jul 2013 Chapter 4. Requirements engineering 56
Stakeholders in the MHC-PMS
• Patients whose information is recorded in the system.
• Doctors who are responsible for assessing and treating
patients.
• Nurses who coordinate the consultations with doctors and
administer some treatments.
• Medical receptionists who manage patients’
appointments.
• IT staff who are responsible for installing and maintaining
the system.
Jul 2013 Chapter 4. Requirements engineering 57
Stakeholders in the MHC-PMS
• A medical ethics manager who must ensure that the
system meets current ethical guidelines for patient care.
• Health care managers who obtain management
information from the system.
• Medical records staff who are responsible for ensuring
that system information can be maintained and preserved,
and that record keeping procedures have been properly
implemented.
Jul 2013 Chapter 4. Requirements engineering 58
Interviewing
• Formal or informal interviews with stakeholders are part of
most RE processes.
• Types of interview
• Closed interviews based on pre-determined list of questions
• Open interviews where various issues are explored with
stakeholders.
• Effective interviewing
• Be open-minded, avoid pre-conceived ideas about the
requirements and are willing to listen to stakeholders.
• Prompt the interviewee to get discussions going using a
springboard question, a requirements proposal, or by working
together on a prototype system.
Jul 2013 Chapter 4. Requirements engineering 59
Interviews in practice
• Normally a mix of closed and open-ended interviewing.
• Interviews are good for getting an overall understanding
of what stakeholders do and how they might interact with
the system.
• Interviews are not good for understanding domain
requirements
• Requirements engineers cannot understand specific domain
terminology;
• Some domain knowledge is so familiar that people find it hard to
articulate or think that it isn’t worth articulating.
Jul 2013 Chapter 4. Requirements engineering 60
Exercise - Context
• Some supermarket offers their customers credit cards
(CC)
• A CC-approval department of this supermarket
• receive postal and online CC applications from their customers
• process applications and decide whether an application is
approved or not
• Issue CC or notify their customers
• An IT team is developing a computer-support system for
this department
• The IT team interview staff of the department to do
requirements elicitation
Exercise: Role playing games
• To make student groups of 5-6
• Students in each group play two main roles: supermarket
staff and IT system analyst
• Students playing the role of system analyst interview
students playing the role of staff
• Some points to consider
• Supermarket staff may not want to honestly describe the way the
process CC applications
• What do the system analysts obtain after the interview?
Scenarios
• Scenarios are real-life examples of how a system can be
used.
• They should include
• A description of the starting situation;
• A description of the normal flow of events;
• A description of what can go wrong;
• Information about other concurrent activities;
• A description of the state when the scenario finishes.
Jul 2013 Chapter 4. Requirements engineering 63
Scenario for collecting medical history in
MHC-PMS
Jul 2013 Chapter 4. Requirements engineering 64
Scenario for collecting medical history in
MHC-PMS
Jul 2013 Chapter 4. Requirements engineering 65
Use cases
• Use-cases are a scenario based technique in the UML
which identify the actors in an interaction and which
describe the interaction itself.
• A set of use cases should describe all possible
interactions with the system.
• High-level graphical model supplemented by more
detailed tabular description (see Chapter 5).
• Sequence diagrams may be used to add detail to use-
cases by showing the sequence of event processing in
the system.
Jul 2013 Chapter 4. Requirements engineering 66
Use cases for the MHC-PMS
Jul 2013 Chapter 4. Requirements engineering 67
Ethnography
• A social scientist spends a considerable time observing
and analysing how people actually work.
• People do not have to explain or articulate their work.
• Social and organisational factors of importance may be
observed.
• Ethnographic studies have shown that work is usually
richer and more complex than suggested by simple
system models.
Jul 2013 Chapter 4. Requirements engineering 68
Scope of ethnography
• Requirements that are derived from the way that people
actually work rather than the way in which process
definitions suggest that they ought to work.
• Requirements that are derived from cooperation and
awareness of other people’s activities.
• Awareness of what other people are doing leads to changes in the
ways in which we do things.
• Ethnography is effective for understanding existing
processes but cannot identify new features that should be
added to a system.
Jul 2013 Chapter 4. Requirements engineering 69
Focused ethnography
• Developed in a project studying the air traffic control
process
• Combines ethnography with prototyping
• Prototype development results in unanswered questions
which focus the ethnographic analysis.
• The problem with ethnography is that it studies existing
practices which may have some historical basis which is
no longer relevant.
Jul 2013 Chapter 4. Requirements engineering 70
Ethnography and prototyping for
requirements analysis
Jul 2013 Chapter 4. Requirements engineering 71
Requirements validation
• Concerned with demonstrating that the requirements
define the system that the customer really wants.
• Requirements error costs are high so validation is very
important
• Fixing a requirements error after delivery may cost up to 100 times
the cost of fixing an implementation error.
Jul 2013 Chapter 4. Requirements engineering 72
Requirements checking
• Validity. Does the system provide the functions which best
support the customer’s needs?
• Consistency. Are there any requirements conflicts?
• Completeness. Are all functions required by the customer
included?
• Realism. Can the requirements be implemented given
available budget and technology
• Verifiability. Can the requirements be checked?
Jul 2013 Chapter 4. Requirements engineering 73
Requirements validation techniques
• Requirements reviews
• Systematic manual analysis of the requirements.
• Prototyping
• Using an executable model of the system to check requirements.
Covered in Chapter 2.
• Test-case generation
• Developing tests for requirements to check testability.
Jul 2013 Chapter 4. Requirements engineering 74
Requirements reviews
• Regular reviews should be held while the requirements
definition is being formulated.
• Both client and contractor staff should be involved in
reviews.
• Reviews may be formal (with completed documents) or
informal. Good communications between developers,
customers and users can resolve problems at an early
stage.
Jul 2013 Chapter 4. Requirements engineering 75
Review checks
• Verifiability
• Is the requirement realistically testable?
• Comprehensibility
• Is the requirement properly understood?
• Traceability
• Is the origin of the requirement clearly stated?
• Adaptability
• Can the requirement be changed without a large impact on other
requirements?
Jul 2013 Chapter 4. Requirements engineering 76
Testability
Jul 2013 Chapter 4. Requirements engineering 77
The system shall display the difference in salary between the
client and the world wide average for the same trade
 -- can't be tested because the average mentioned cannot be
determined (even though it exists).
Better:
The system shall display the difference in salary between the
client and the estimated world-wide average for the same
trade as published by the United Nations on its website
www…. at the time of the display....
Ambiguity
Jul 2013 Chapter 4. Requirements engineering 78
Better version:
Whenever all foreign players are absent from the area containing the
player's main character, the player may change the quality values of this
character, keeping the sum total of the quality values unchanged. The
PlayerQualityWindow, (see section 3.2.PQ) is used for this purpose.
Changes take effect four seconds after the “OK” button is pressed.
The player can decide the qualities of Encounter characters.
At any time? Probably not. Would have to test under all circumstances, many
not intended, incurring unnecessary expense, and producing a wrong result.
Prioritizing D-requirements
• 1. Essential? [essential] Every game character has
• the same set of qualities.
• 2. Otherwise: [desirable] Each area has a set of
• preferred qualities
• 3. Optional? [optional] The player’s character shall age
• with every encounter. The age rate can be
• provided at setup time. Its default is one year
• per encounter.
Jul 2013 Chapter 4. Requirements engineering 79
Completeness
• Begin Requirements
• The application shall display a video in stock when a title is entered
at the prompt, or “OUT” when not in stock
• The application shall display all of the store’s videos by any director
whose last name is entered at the prompt.
• 2.1 Sequencing shall be controlled by the forward arrow key.
• The application shall display all of the store’s videos by any actor
whose last name is entered at the prompt.
• 3.1 Sequencing shall be controlled by the forward arrow key.
• End Requirements
• Incomplete: specify how to “display” a video!
Jul 2013 Chapter 4. Requirements engineering 80
No omissions which compromise the stated
Error Conditions Handling in
Requirements
• Ex:
• A function that tells whether three numbers produce an equilateral
triangle (whose sides are all equal), an isosceles triangle
(containing exactly two equal sides) or a scalene triangle (a triangle
which is neither equilateral nor isosceles).
• More complete:
• A function that tells whether a triplet of numbers produces:
• (1) an equilateral triangle (whose sides are all greater than zero and
equal), in which case it outputs ‘E’ at the prompt, or
• (2) an isosceles triangle (whose sides are greater than zero, exactly two
of which are equal, and which form a triangle), in which case it outputs
‘I’ at the system, or
• (3) a scalene triangle (whose sides are all greater than zero, which form
a triangle, and which is neither equilateral nor isosceles), in which case
it outputs ‘S’ at the prompt, or
• (4) no triangle, in which case it outputs ‘N’ at the prompt.
Jul 2013 Chapter 4. Requirements engineering 81
How about illegal input (negative numbers,
Consistency
• Requirement 14. Only basic food staples shall be carried
by game characters
• . . . . . .
• Requirement 223. Every game character shall carry
water.
• . . . . . .
• Requirement 497. Flour, butter, milk and salt shall be
considered the only basic food staples.
Jul 2013 Chapter 4. Requirements engineering 82
No contradictions among requirements
Write a Detailed Requirement
• 1. Classify requirement as functional or non-functional
• IEEE SRS prompts for most non-functional
• select method for organizing functional requirements
• 2. Size carefully
• a functional requirement corresponds ± to a method
• too large: hard to manage
• too small: not worth tracking separately
• 3. Make trace-able if possible
• ensure suitable for tracking through design and implementation
• 4. Make testable
• sketch a specific test that establishes satisfaction
Jul 2013 Chapter 4. Requirements engineering 83
Write a Detailed Requirement (cont.)
• 5. Make sure not ambiguous
• ensure hard to misunderstand intention
• 6. Give the requirement a priority
• e.g., highest (“essential”); lowest (“optional”); neither (“desirable”)
• 7. Check that requirement set complete
• for each requirement, ensure all other necessary accompanying
requirements are also present
• 8. Include error conditions
• state what’s specifically required for non-nominal situations
• include programmer errors for critical places
• 9. Check for consistency
• ensure that each requirement does not contradict any aspect of any
other requirement
Jul 2013 Chapter 4. Requirements engineering 84
Requirements management
• Requirements management is the process of managing
changing requirements during the requirements
engineering process and system development.
• New requirements emerge as a system is being
developed and after it has gone into use.
• You need to keep track of individual requirements and
maintain links between dependent requirements so that
you can assess the impact of requirements changes. You
need to establish a formal process for making change
proposals and linking these to system requirements.
Jul 2013 Chapter 4. Requirements engineering 85
Changing requirements
• The business and technical environment of the system
always changes after installation.
• New hardware may be introduced, it may be necessary to interface
the system with other systems, business priorities may change
(with consequent changes in the system support required), and
new legislation and regulations may be introduced that the system
must necessarily abide by.
• The people who pay for a system and the users of that
system are rarely the same people.
• System customers impose requirements because of organizational
and budgetary constraints. These may conflict with end-user
requirements and, after delivery, new features may have to be
added for user support if the system is to meet its goals.
Jul 2013 Chapter 4. Requirements engineering 86
Changing requirements
• Large systems usually have a diverse user community,
with many users having different requirements and
priorities that may be conflicting or contradictory.
• The final system requirements are inevitably a compromise
between them and, with experience, it is often discovered that the
balance of support given to different users has to be changed.
Jul 2013 Chapter 4. Requirements engineering 87
Requirements evolution
Jul 2013 Chapter 4. Requirements engineering 88
Requirements management planning
• Establishes the level of requirements management detail that
is required.
• Requirements management decisions:
• Requirements identification Each requirement must be uniquely
identified so that it can be cross-referenced with other requirements.
• A change management process This is the set of activities that assess
the impact and cost of changes. I discuss this process in more detail in
the following section.
• Traceability policies These policies define the relationships between
each requirement and between the requirements and the system
design that should be recorded.
• Tool support Tools that may be used range from specialist requirements
management systems to spreadsheets and simple database systems.
Jul 2013 Chapter 4. Requirements engineering 89
Requirements change management
• Deciding if a requirements change should be accepted
• Problem analysis and change specification
• During this stage, the problem or the change proposal is analyzed to
check that it is valid. This analysis is fed back to the change requestor
who may respond with a more specific requirements change proposal,
or decide to withdraw the request.
• Change analysis and costing
• The effect of the proposed change is assessed using traceability
information and general knowledge of the system requirements. Once
this analysis is completed, a decision is made whether or not to proceed
with the requirements change.
• Change implementation
• The requirements document and, where necessary, the system design
and implementation, are modified. Ideally, the document should be
organized so that changes can be easily implemented.
Jul 2013 Chapter 4. Requirements engineering 90
Requirements change management
Jul 2013 Chapter 4. Requirements engineering 91
Summary
• Requirements for a software system set out what the
system should do and define constraints on its operation
and implementation.
• Functional requirements are statements of the services
that the system must provide or are descriptions of how
some computations must be carried out.
• Non-functional requirements often constrain the system
being developed and the development process being
used.
• They often relate to the emergent properties of the system
and therefore apply to the system as a whole.
Jul 2013 Chapter 4. Requirements engineering 92
Summary (cont.)
• The software requirements document is an agreed
statement of the system requirements. It should be
organized so that both system customers and software
developers can use it.
• The requirements engineering process is an iterative
process including requirements elicitation, specification
and validation.
• Requirements elicitation and analysis is an iterative
process that can be represented as a spiral of activities –
requirements discovery, requirements classification and
organization, requirements negotiation and requirements
documentation.
Jul 2013 Chapter 4. Requirements engineering 93
Summary (cont.)
• You can use a range of techniques for requirements
elicitation including interviews, scenarios, use-cases and
ethnography.
• Requirements validation is the process of checking the
requirements for validity, consistency, completeness,
realism and verifiability.
• Business, organizational and technical changes inevitably
lead to changes to the requirements for a software
system. Requirements management is the process of
managing and controlling these changes.
Jul 2013 Chapter 4. Requirements engineering 94
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SOFTWARE_ENGINEERING_Chapter_4_Requireme.pdf

  • 1. SOFTWARE ENGINEERING Chapter 4 – Requirements Engineering
  • 2. Topics covered • Functional and non-functional requirements • The software requirements document • Requirements specification • Requirements engineering processes • Requirements elicitation and analysis • Requirements validation • Requirements management Jul 2013 Chapter 4. Requirements engineering 2
  • 3. Requirements engineering • The process of establishing the services that the customer requires from a system and the constraints under which it operates and is developed. • The requirements themselves are the descriptions of the system services and constraints that are generated during the requirements engineering process. Jul 2013 Chapter 4. Requirements engineering 3
  • 4. What is a requirement? • It may range from a high-level abstract statement of a service or of a system constraint to a detailed mathematical functional specification. • This is inevitable as requirements may serve a dual function • May be the basis for a bid for a contract - therefore must be open to interpretation; • May be the basis for the contract itself - therefore must be defined in detail; • Both these statements may be called requirements. Jul 2013 Chapter 4. Requirements engineering 4
  • 5. Requirements abstraction (Davis) Jul 2013 Chapter 4. Requirements engineering 5 “If a company wishes to let a contract for a large software development project, it must define its needs in a sufficiently abstract way that a solution is not pre-defined. The requirements must be written so that several contractors can bid for the contract, offering, perhaps, different ways of meeting the client organization’s needs. Once a contract has been awarded, the contractor must write a system definition for the client in more detail so that the client understands and can validate what the software will do. Both of these documents may be called the requirements document for the system.”
  • 6. Types of requirement • User requirements • Statements in natural language plus diagrams of the services the system provides and its operational constraints. Written for customers. • System requirements • A structured document setting out detailed descriptions of the system’s functions, services and operational constraints. Defines what should be implemented so may be part of a contract between client and contractor. Jul 2013 Chapter 4. Requirements engineering 6
  • 7. User and system requirements Jul 2013 Chapter 4. Requirements engineering 7
  • 8. Readers of different types of requirements specification Jul 2013 Chapter 4. Requirements engineering 8
  • 9. Functional and non-functional requirements • Functional requirements • Statements of services the system should provide, how the system should react to particular inputs and how the system should behave in particular situations. • May state what the system should not do. • Non-functional requirements • Constraints on the services or functions offered by the system such as timing constraints, constraints on the development process, standards, etc. • Often apply to the system as a whole rather than individual features or services. • Domain requirements • Constraints on the system from the domain of operation Jul 2013 Chapter 4. Requirements engineering 9
  • 10. Functional requirements • Describe functionality or system services. • Depend on the type of software, expected users and the type of system where the software is used. • Functional user requirements may be high-level statements of what the system should do. • Functional system requirements should describe the system services in detail. Jul 2013 Chapter 4. Requirements engineering 10
  • 11. Case study: MHC-PMS • The MHC-PMS (Mental Health Care-Patient Management System) is an information system that is intended for use in clinics. • It makes use of a centralized database of patient information but has also been designed to run on a PC, so that it may be accessed and used from sites that do not have secure network connectivity. • When the local systems have secure network access, they use patient information in the database but they can download and use local copies of patient records when they are disconnected. Jul 2013 Chapter 4. Requirements engineering 11
  • 12. MHC-PMS goals • To generate management information that allows health service managers to assess performance against local and government targets. • To provide medical staff with timely information to support the treatment of patients. Jul 2013 Chapter 4. Requirements engineering 12
  • 13. The organization of the MHC-PMS Jul 2013 Chapter 4. Requirements engineering 13
  • 14. MHC-PMS key features • Individual care management • Clinicians can create records for patients, edit the information in the system, view patient history, etc. The system supports data summaries so that doctors can quickly learn about the key problems and treatments that have been prescribed. • Patient monitoring • The system monitors the records of patients that are involved in treatment and issues warnings if possible problems are detected. • Administrative reporting • The system generates monthly management reports showing the number of patients treated at each clinic, the number of patients who have entered and left the care system, number of patients sectioned, the drugs prescribed and their costs, etc. Jul 2013 Chapter 4. Requirements engineering 14
  • 15. MHC-PMS concerns • Privacy • It is essential that patient information is confidential and is never disclosed to anyone apart from authorised medical staff and the patient themselves. • Safety • Some mental illnesses cause patients to become suicidal or a danger to other people. Wherever possible, the system should warn medical staff about potentially suicidal or dangerous patients. • The system must be available when needed otherwise safety may be compromised and it may be impossible to prescribe the correct medication to patients. Jul 2013 Chapter 4. Requirements engineering 15
  • 16. Functional requirements for the MHC- PMS • A user shall be able to search the appointments lists for all clinics. • The system shall generate each day, for each clinic, a list of patients who are expected to attend appointments that day. • Each staff member using the system shall be uniquely identified by his or her 8-digit employee number. Jul 2013 Chapter 4. Requirements engineering 16
  • 17. Requirements imprecision • Problems arise when requirements are not precisely stated. • Ambiguous requirements may be interpreted in different ways by developers and users. • Consider the term ‘search’ in requirement 1 • User intention – search for a patient name across all appointments in all clinics; • Developer interpretation – search for a patient name in an individual clinic. User chooses clinic then search. Jul 2013 Chapter 4. Requirements engineering 17
  • 18. Requirements completeness and consistency • In principle, requirements should be both complete and consistent. • Complete • They should include descriptions of all facilities required. • Consistent • There should be no conflicts or contradictions in the descriptions of the system facilities. • In practice, it is impossible to produce a complete and consistent requirements document. Jul 2013 Chapter 4. Requirements engineering 18
  • 19. Non-functional requirements • These define system properties and constraints e.g. reliability, response time and storage requirements. Constraints are I/O device capability, system representations, etc. • Process requirements may also be specified mandating a particular IDE, programming language or development method. • Non-functional requirements may be more critical than functional requirements. If these are not met, the system may be useless. Jul 2013 Chapter 4. Requirements engineering 19
  • 20. Types of nonfunctional requirement Jul 2013 Chapter 4. Requirements engineering 20
  • 21. Non-functional requirements implementation • Non-functional requirements may affect the overall architecture of a system rather than the individual components. • For example, to ensure that performance requirements are met, you may have to organize the system to minimize communications between components. • A single non-functional requirement, such as a security requirement, may generate a number of related functional requirements that define system services that are required. • It may also generate requirements that restrict existing requirements. Jul 2013 Chapter 4. Requirements engineering 21
  • 22. Non-functional classifications • Product requirements • Requirements which specify that the delivered product must behave in a particular way e.g. execution speed, reliability, etc. • Organisational requirements • Requirements which are a consequence of organisational policies and procedures e.g. process standards used, implementation requirements, etc. • External requirements • Requirements which arise from factors which are external to the system and its development process e.g. interoperability requirements, legislative requirements, etc. Jul 2013 Chapter 4. Requirements engineering 22
  • 23. Examples of nonfunctional requirements in the MHC-PMS Jul 2013 Chapter 4. Requirements engineering 23 Product requirement The MHC-PMS shall be available to all clinics during normal working hours (Mon–Fri, 0830–17.30). Downtime within normal working hours shall not exceed five seconds in any one day. Organizational requirement Users of the MHC-PMS system shall authenticate themselves using their health authority identity card. External requirement The system shall implement patient privacy provisions as set out in HStan-03-2006-priv.
  • 24. Goals and requirements • Non-functional requirements may be very difficult to state precisely and imprecise requirements may be difficult to verify. • Goal • A general intention of the user such as ease of use. • Verifiable non-functional requirement • A statement using some measure that can be objectively tested. • Goals are helpful to developers as they convey the intentions of the system users. Jul 2013 Chapter 4. Requirements engineering 24
  • 25. Usability requirements • The system should be easy to use by medical staff and should be organized in such a way that user errors are minimized. (Goal) • Medical staff shall be able to use all the system functions after four hours of training. After this training, the average number of errors made by experienced users shall not exceed two per hour of system use. (Testable non- functional requirement) Jul 2013 Chapter 4. Requirements engineering 25
  • 26. Metrics for specifying nonfunctional requirements Jul 2013 Chapter 4. Requirements engineering 26 Property Measure Speed Processed transactions/second User/event response time Screen refresh time Size Mbytes Number of ROM chips Ease of use Training time Number of help frames Reliability Mean time to failure Probability of unavailability Rate of failure occurrence Availability Robustness Time to restart after failure Percentage of events causing failure Probability of data corruption on failure Portability Percentage of target dependent statements Number of target systems
  • 27. Domain requirements • The system’s operational domain imposes requirements on the system. • For example, a train control system has to take into account the braking characteristics in different weather conditions. • Domain requirements be new functional requirements, constraints on existing requirements or define specific computations. • If domain requirements are not satisfied, the system may be unworkable. Jul 2013 Chapter 4. Requirements engineering 27
  • 28. Train protection system • This is a domain requirement for a train protection system: • The deceleration of the train shall be computed as: • Dtrain = Dcontrol + Dgradient • where Dgradient is 9.81ms2 * compensated gradient/alpha and where the values of 9.81ms2 /alpha are known for different types of train. • It is difficult for a non-specialist to understand the implications of this and how it interacts with other requirements. Jul 2013 Chapter 4. Requirements engineering 28
  • 29. Domain requirements problems • Understandability • Requirements are expressed in the language of the application domain; • This is often not understood by software engineers developing the system. • Implicitness • Domain specialists understand the area so well that they do not think of making the domain requirements explicit. Jul 2013 Chapter 4. Requirements engineering 29
  • 30. The software requirements document • The software requirements document is the official statement of what is required of the system developers. • Should include both a definition of user requirements and a specification of the system requirements. • It is NOT a design document. As far as possible, it should set of WHAT the system should do rather than HOW it should do it. Jul 2013 Chapter 4. Requirements engineering 30
  • 31. Users of a requirements document Jul 2013 Chapter 4. Requirements engineering 31
  • 32. Requirements document variability • Information in requirements document depends on type of system and the approach to development used. • Systems developed incrementally will, typically, have less detail in the requirements document. • Requirements documents standards have been designed e.g. IEEE standard. These are mostly applicable to the requirements for large systems engineering projects. Jul 2013 Chapter 4. Requirements engineering 32
  • 33. The structure of a requirements document Jul 2013 Chapter 4. Requirements engineering 33 Chapter Description Preface This should define the expected readership of the document and describe its version history, including a rationale for the creation of a new version and a summary of the changes made in each version. Introduction This should describe the need for the system. It should briefly describe the system’s functions and explain how it will work with other systems. It should also describe how the system fits into the overall business or strategic objectives of the organization commissioning the software. Glossary This should define the technical terms used in the document. You should not make assumptions about the experience or expertise of the reader. User requirements definition Here, you describe the services provided for the user. The nonfunctional system requirements should also be described in this section. This description may use natural language, diagrams, or other notations that are understandable to customers. Product and process standards that must be followed should be specified. System architecture This chapter should present a high-level overview of the anticipated system architecture, showing the distribution of functions across system modules. Architectural components that are reused should be highlighted.
  • 34. The structure of a requirements document Chapter Description System requirements specification This should describe the functional and nonfunctional requirements in more detail. If necessary, further detail may also be added to the nonfunctional requirements. Interfaces to other systems may be defined. System models This might include graphical system models showing the relationships between the system components and the system and its environment. Examples of possible models are object models, data-flow models, or semantic data models. System evolution This should describe the fundamental assumptions on which the system is based, and any anticipated changes due to hardware evolution, changing user needs, and so on. This section is useful for system designers as it may help them avoid design decisions that would constrain likely future changes to the system. Appendices These should provide detailed, specific information that is related to the application being developed; for example, hardware and database descriptions. Hardware requirements define the minimal and optimal configurations for the system. Database requirements define the logical organization of the data used by the system and the relationships between data. Index Several indexes to the document may be included. As well as a normal alphabetic index, there may be an index of diagrams, an index of functions, and so on. Jul 2013 Chapter 4. Requirements engineering 34
  • 35. Requirements specification • The process of writing down the user and system requirements in a requirements document. • User requirements have to be understandable by end- users and customers who do not have a technical background. • System requirements are more detailed requirements and may include more technical information. • The requirements may be part of a contract for the system development • It is therefore important that these are as complete as possible. Jul 2013 Chapter 4. Requirements engineering 35
  • 36. Ways of writing a system requirements specification Jul 2013 Chapter 4. Requirements engineering 36 Notation Description Natural language The requirements are written using numbered sentences in natural language. Each sentence should express one requirement. Structured natural language The requirements are written in natural language on a standard form or template. Each field provides information about an aspect of the requirement. Design description languages This approach uses a language like a programming language, but with more abstract features to specify the requirements by defining an operational model of the system. This approach is now rarely used although it can be useful for interface specifications. Graphical notations Graphical models, supplemented by text annotations, are used to define the functional requirements for the system; UML use case and sequence diagrams are commonly used. Mathematical specifications These notations are based on mathematical concepts such as finite-state machines or sets. Although these unambiguous specifications can reduce the ambiguity in a requirements document, most customers don’t understand a formal specification. They cannot check that it represents what they want and are reluctant to accept it as a system contract
  • 37. Requirements and design • In principle, requirements should state what the system should do and the design should describe how it does this. • In practice, requirements and design are inseparable • A system architecture may be designed to structure the requirements; • The system may inter-operate with other systems that generate design requirements; • The use of a specific architecture to satisfy non-functional requirements may be a domain requirement. • This may be the consequence of a regulatory requirement. Jul 2013 Chapter 4. Requirements engineering 37
  • 38. Natural language specification • Requirements are written as natural language sentences supplemented by diagrams and tables. • Used for writing requirements because it is expressive, intuitive and universal. This means that the requirements can be understood by users and customers. Jul 2013 Chapter 4. Requirements engineering 38
  • 39. Guidelines for writing requirements • Invent a standard format and use it for all requirements. • Use language in a consistent way. Use shall for mandatory requirements, should for desirable requirements. • Use text highlighting to identify key parts of the requirement. • Avoid the use of computer jargon. • Include an explanation (rationale) of why a requirement is necessary. Jul 2013 Chapter 4. Requirements engineering 39
  • 40. Problems with natural language • Lack of clarity • Precision is difficult without making the document difficult to read. • Requirements confusion • Functional and non-functional requirements tend to be mixed-up. • Requirements amalgamation • Several different requirements may be expressed together. Jul 2013 Chapter 4. Requirements engineering 40
  • 41. Example requirements for the insulin pump software system Jul 2013 Chapter 4. Requirements engineering 41 3.2 The system shall measure the blood sugar and deliver insulin, if required, every 10 minutes. (Changes in blood sugar are relatively slow so more frequent measurement is unnecessary; less frequent measurement could lead to unnecessarily high sugar levels.) 3.6 The system shall run a self-test routine every minute with the conditions to be tested and the associated actions defined in Table 1. (A self-test routine can discover hardware and software problems and alert the user to the fact the normal operation may be impossible.)
  • 42. Structured specifications • An approach to writing requirements where the freedom of the requirements writer is limited and requirements are written in a standard way. • This works well for some types of requirements e.g. requirements for embedded control system but is sometimes too rigid for writing business system requirements. Jul 2013 Chapter 4. Requirements engineering 42
  • 43. Form-based specifications • Definition of the function or entity. • Description of inputs and where they come from. • Description of outputs and where they go to. • Information about the information needed for the computation and other entities used. • Description of the action to be taken. • Pre and post conditions (if appropriate). • The side effects (if any) of the function. Jul 2013 Chapter 4. Requirements engineering 43
  • 44. A structured specification of a requirement for an insulin pump Jul 2013 Chapter 4. Requirements engineering 44
  • 45. A structured specification of a requirement for an insulin pump Jul 2013 Chapter 4. Requirements engineering 45
  • 46. Tabular specification • Used to supplement natural language. • Particularly useful when you have to define a number of possible alternative courses of action. • For example, the insulin pump systems bases its computations on the rate of change of blood sugar level and the tabular specification explains how to calculate the insulin requirement for different scenarios. Jul 2013 Chapter 4. Requirements engineering 46
  • 47. Tabular specification of computation for an insulin pump Jul 2013 Chapter 4. Requirements engineering 47 Condition Action Sugar level falling (r2 < r1) CompDose = 0 Sugar level stable (r2 = r1) CompDose = 0 Sugar level increasing and rate of increase decreasing ((r2 – r1) < (r1 – r0)) CompDose = 0 Sugar level increasing and rate of increase stable or increasing ((r2 – r1) ≥ (r1 – r0)) CompDose = round ((r2 – r1)/4) If rounded result = 0 then CompDose = MinimumDose
  • 48. Requirements engineering processes • The processes used for RE vary widely depending on the application domain, the people involved and the organisation developing the requirements. • However, there are a number of generic activities common to all processes • Requirements elicitation; • Requirements analysis; • Requirements validation; • Requirements management. • In practice, RE is an iterative activity in which these processes are interleaved. Jul 2013 Chapter 4. Requirements engineering 48
  • 49. A spiral view of the requirements engineering process Jul 2013 Chapter 4. Requirements engineering 49
  • 50. Requirements elicitation and analysis • Sometimes called requirements elicitation or requirements discovery. • Involves technical staff working with customers to find out about the application domain, the services that the system should provide and the system’s operational constraints. • May involve end-users, managers, engineers involved in maintenance, domain experts, trade unions, etc. These are called stakeholders. Jul 2013 Chapter 4. Requirements engineering 50
  • 51. Problems of requirements analysis • Stakeholders don’t know what they really want. • Stakeholders express requirements in their own terms. • Different stakeholders may have conflicting requirements. • Organisational and political factors may influence the system requirements. • The requirements change during the analysis process. New stakeholders may emerge and the business environment may change. Jul 2013 Chapter 4. Requirements engineering 51
  • 52. Requirements elicitation and analysis • Software engineers work with a range of system stakeholders to find out about the application domain, the services that the system should provide, the required system performance, hardware constraints, other systems, etc. • Stages include: • Requirements discovery, • Requirements classification and organization, • Requirements prioritization and negotiation, • Requirements specification. Jul 2013 Chapter 4. Requirements engineering 52
  • 53. The requirements elicitation and analysis process Jul 2013 Chapter 4. Requirements engineering 53
  • 54. Process activities • Requirements discovery • Interacting with stakeholders to discover their requirements. Domain requirements are also discovered at this stage. • Requirements classification and organisation • Groups related requirements and organises them into coherent clusters. • Prioritisation and negotiation • Prioritising requirements and resolving requirements conflicts. • Requirements specification • Requirements are documented and input into the next round of the spiral. Jul 2013 Chapter 4. Requirements engineering 54
  • 55. Problems of requirements elicitation • Stakeholders don’t know what they really want. • Stakeholders express requirements in their own terms. • Different stakeholders may have conflicting requirements. • Organisational and political factors may influence the system requirements. • The requirements change during the analysis process. New stakeholders may emerge and the business environment change. Jul 2013 Chapter 4. Requirements engineering 55
  • 56. Requirements discovery • The process of gathering information about the required and existing systems and distilling the user and system requirements from this information. • Interaction is with system stakeholders from managers to external regulators. • Systems normally have a range of stakeholders. Jul 2013 Chapter 4. Requirements engineering 56
  • 57. Stakeholders in the MHC-PMS • Patients whose information is recorded in the system. • Doctors who are responsible for assessing and treating patients. • Nurses who coordinate the consultations with doctors and administer some treatments. • Medical receptionists who manage patients’ appointments. • IT staff who are responsible for installing and maintaining the system. Jul 2013 Chapter 4. Requirements engineering 57
  • 58. Stakeholders in the MHC-PMS • A medical ethics manager who must ensure that the system meets current ethical guidelines for patient care. • Health care managers who obtain management information from the system. • Medical records staff who are responsible for ensuring that system information can be maintained and preserved, and that record keeping procedures have been properly implemented. Jul 2013 Chapter 4. Requirements engineering 58
  • 59. Interviewing • Formal or informal interviews with stakeholders are part of most RE processes. • Types of interview • Closed interviews based on pre-determined list of questions • Open interviews where various issues are explored with stakeholders. • Effective interviewing • Be open-minded, avoid pre-conceived ideas about the requirements and are willing to listen to stakeholders. • Prompt the interviewee to get discussions going using a springboard question, a requirements proposal, or by working together on a prototype system. Jul 2013 Chapter 4. Requirements engineering 59
  • 60. Interviews in practice • Normally a mix of closed and open-ended interviewing. • Interviews are good for getting an overall understanding of what stakeholders do and how they might interact with the system. • Interviews are not good for understanding domain requirements • Requirements engineers cannot understand specific domain terminology; • Some domain knowledge is so familiar that people find it hard to articulate or think that it isn’t worth articulating. Jul 2013 Chapter 4. Requirements engineering 60
  • 61. Exercise - Context • Some supermarket offers their customers credit cards (CC) • A CC-approval department of this supermarket • receive postal and online CC applications from their customers • process applications and decide whether an application is approved or not • Issue CC or notify their customers • An IT team is developing a computer-support system for this department • The IT team interview staff of the department to do requirements elicitation
  • 62. Exercise: Role playing games • To make student groups of 5-6 • Students in each group play two main roles: supermarket staff and IT system analyst • Students playing the role of system analyst interview students playing the role of staff • Some points to consider • Supermarket staff may not want to honestly describe the way the process CC applications • What do the system analysts obtain after the interview?
  • 63. Scenarios • Scenarios are real-life examples of how a system can be used. • They should include • A description of the starting situation; • A description of the normal flow of events; • A description of what can go wrong; • Information about other concurrent activities; • A description of the state when the scenario finishes. Jul 2013 Chapter 4. Requirements engineering 63
  • 64. Scenario for collecting medical history in MHC-PMS Jul 2013 Chapter 4. Requirements engineering 64
  • 65. Scenario for collecting medical history in MHC-PMS Jul 2013 Chapter 4. Requirements engineering 65
  • 66. Use cases • Use-cases are a scenario based technique in the UML which identify the actors in an interaction and which describe the interaction itself. • A set of use cases should describe all possible interactions with the system. • High-level graphical model supplemented by more detailed tabular description (see Chapter 5). • Sequence diagrams may be used to add detail to use- cases by showing the sequence of event processing in the system. Jul 2013 Chapter 4. Requirements engineering 66
  • 67. Use cases for the MHC-PMS Jul 2013 Chapter 4. Requirements engineering 67
  • 68. Ethnography • A social scientist spends a considerable time observing and analysing how people actually work. • People do not have to explain or articulate their work. • Social and organisational factors of importance may be observed. • Ethnographic studies have shown that work is usually richer and more complex than suggested by simple system models. Jul 2013 Chapter 4. Requirements engineering 68
  • 69. Scope of ethnography • Requirements that are derived from the way that people actually work rather than the way in which process definitions suggest that they ought to work. • Requirements that are derived from cooperation and awareness of other people’s activities. • Awareness of what other people are doing leads to changes in the ways in which we do things. • Ethnography is effective for understanding existing processes but cannot identify new features that should be added to a system. Jul 2013 Chapter 4. Requirements engineering 69
  • 70. Focused ethnography • Developed in a project studying the air traffic control process • Combines ethnography with prototyping • Prototype development results in unanswered questions which focus the ethnographic analysis. • The problem with ethnography is that it studies existing practices which may have some historical basis which is no longer relevant. Jul 2013 Chapter 4. Requirements engineering 70
  • 71. Ethnography and prototyping for requirements analysis Jul 2013 Chapter 4. Requirements engineering 71
  • 72. Requirements validation • Concerned with demonstrating that the requirements define the system that the customer really wants. • Requirements error costs are high so validation is very important • Fixing a requirements error after delivery may cost up to 100 times the cost of fixing an implementation error. Jul 2013 Chapter 4. Requirements engineering 72
  • 73. Requirements checking • Validity. Does the system provide the functions which best support the customer’s needs? • Consistency. Are there any requirements conflicts? • Completeness. Are all functions required by the customer included? • Realism. Can the requirements be implemented given available budget and technology • Verifiability. Can the requirements be checked? Jul 2013 Chapter 4. Requirements engineering 73
  • 74. Requirements validation techniques • Requirements reviews • Systematic manual analysis of the requirements. • Prototyping • Using an executable model of the system to check requirements. Covered in Chapter 2. • Test-case generation • Developing tests for requirements to check testability. Jul 2013 Chapter 4. Requirements engineering 74
  • 75. Requirements reviews • Regular reviews should be held while the requirements definition is being formulated. • Both client and contractor staff should be involved in reviews. • Reviews may be formal (with completed documents) or informal. Good communications between developers, customers and users can resolve problems at an early stage. Jul 2013 Chapter 4. Requirements engineering 75
  • 76. Review checks • Verifiability • Is the requirement realistically testable? • Comprehensibility • Is the requirement properly understood? • Traceability • Is the origin of the requirement clearly stated? • Adaptability • Can the requirement be changed without a large impact on other requirements? Jul 2013 Chapter 4. Requirements engineering 76
  • 77. Testability Jul 2013 Chapter 4. Requirements engineering 77 The system shall display the difference in salary between the client and the world wide average for the same trade  -- can't be tested because the average mentioned cannot be determined (even though it exists). Better: The system shall display the difference in salary between the client and the estimated world-wide average for the same trade as published by the United Nations on its website www…. at the time of the display....
  • 78. Ambiguity Jul 2013 Chapter 4. Requirements engineering 78 Better version: Whenever all foreign players are absent from the area containing the player's main character, the player may change the quality values of this character, keeping the sum total of the quality values unchanged. The PlayerQualityWindow, (see section 3.2.PQ) is used for this purpose. Changes take effect four seconds after the “OK” button is pressed. The player can decide the qualities of Encounter characters. At any time? Probably not. Would have to test under all circumstances, many not intended, incurring unnecessary expense, and producing a wrong result.
  • 79. Prioritizing D-requirements • 1. Essential? [essential] Every game character has • the same set of qualities. • 2. Otherwise: [desirable] Each area has a set of • preferred qualities • 3. Optional? [optional] The player’s character shall age • with every encounter. The age rate can be • provided at setup time. Its default is one year • per encounter. Jul 2013 Chapter 4. Requirements engineering 79
  • 80. Completeness • Begin Requirements • The application shall display a video in stock when a title is entered at the prompt, or “OUT” when not in stock • The application shall display all of the store’s videos by any director whose last name is entered at the prompt. • 2.1 Sequencing shall be controlled by the forward arrow key. • The application shall display all of the store’s videos by any actor whose last name is entered at the prompt. • 3.1 Sequencing shall be controlled by the forward arrow key. • End Requirements • Incomplete: specify how to “display” a video! Jul 2013 Chapter 4. Requirements engineering 80 No omissions which compromise the stated
  • 81. Error Conditions Handling in Requirements • Ex: • A function that tells whether three numbers produce an equilateral triangle (whose sides are all equal), an isosceles triangle (containing exactly two equal sides) or a scalene triangle (a triangle which is neither equilateral nor isosceles). • More complete: • A function that tells whether a triplet of numbers produces: • (1) an equilateral triangle (whose sides are all greater than zero and equal), in which case it outputs ‘E’ at the prompt, or • (2) an isosceles triangle (whose sides are greater than zero, exactly two of which are equal, and which form a triangle), in which case it outputs ‘I’ at the system, or • (3) a scalene triangle (whose sides are all greater than zero, which form a triangle, and which is neither equilateral nor isosceles), in which case it outputs ‘S’ at the prompt, or • (4) no triangle, in which case it outputs ‘N’ at the prompt. Jul 2013 Chapter 4. Requirements engineering 81 How about illegal input (negative numbers,
  • 82. Consistency • Requirement 14. Only basic food staples shall be carried by game characters • . . . . . . • Requirement 223. Every game character shall carry water. • . . . . . . • Requirement 497. Flour, butter, milk and salt shall be considered the only basic food staples. Jul 2013 Chapter 4. Requirements engineering 82 No contradictions among requirements
  • 83. Write a Detailed Requirement • 1. Classify requirement as functional or non-functional • IEEE SRS prompts for most non-functional • select method for organizing functional requirements • 2. Size carefully • a functional requirement corresponds ± to a method • too large: hard to manage • too small: not worth tracking separately • 3. Make trace-able if possible • ensure suitable for tracking through design and implementation • 4. Make testable • sketch a specific test that establishes satisfaction Jul 2013 Chapter 4. Requirements engineering 83
  • 84. Write a Detailed Requirement (cont.) • 5. Make sure not ambiguous • ensure hard to misunderstand intention • 6. Give the requirement a priority • e.g., highest (“essential”); lowest (“optional”); neither (“desirable”) • 7. Check that requirement set complete • for each requirement, ensure all other necessary accompanying requirements are also present • 8. Include error conditions • state what’s specifically required for non-nominal situations • include programmer errors for critical places • 9. Check for consistency • ensure that each requirement does not contradict any aspect of any other requirement Jul 2013 Chapter 4. Requirements engineering 84
  • 85. Requirements management • Requirements management is the process of managing changing requirements during the requirements engineering process and system development. • New requirements emerge as a system is being developed and after it has gone into use. • You need to keep track of individual requirements and maintain links between dependent requirements so that you can assess the impact of requirements changes. You need to establish a formal process for making change proposals and linking these to system requirements. Jul 2013 Chapter 4. Requirements engineering 85
  • 86. Changing requirements • The business and technical environment of the system always changes after installation. • New hardware may be introduced, it may be necessary to interface the system with other systems, business priorities may change (with consequent changes in the system support required), and new legislation and regulations may be introduced that the system must necessarily abide by. • The people who pay for a system and the users of that system are rarely the same people. • System customers impose requirements because of organizational and budgetary constraints. These may conflict with end-user requirements and, after delivery, new features may have to be added for user support if the system is to meet its goals. Jul 2013 Chapter 4. Requirements engineering 86
  • 87. Changing requirements • Large systems usually have a diverse user community, with many users having different requirements and priorities that may be conflicting or contradictory. • The final system requirements are inevitably a compromise between them and, with experience, it is often discovered that the balance of support given to different users has to be changed. Jul 2013 Chapter 4. Requirements engineering 87
  • 88. Requirements evolution Jul 2013 Chapter 4. Requirements engineering 88
  • 89. Requirements management planning • Establishes the level of requirements management detail that is required. • Requirements management decisions: • Requirements identification Each requirement must be uniquely identified so that it can be cross-referenced with other requirements. • A change management process This is the set of activities that assess the impact and cost of changes. I discuss this process in more detail in the following section. • Traceability policies These policies define the relationships between each requirement and between the requirements and the system design that should be recorded. • Tool support Tools that may be used range from specialist requirements management systems to spreadsheets and simple database systems. Jul 2013 Chapter 4. Requirements engineering 89
  • 90. Requirements change management • Deciding if a requirements change should be accepted • Problem analysis and change specification • During this stage, the problem or the change proposal is analyzed to check that it is valid. This analysis is fed back to the change requestor who may respond with a more specific requirements change proposal, or decide to withdraw the request. • Change analysis and costing • The effect of the proposed change is assessed using traceability information and general knowledge of the system requirements. Once this analysis is completed, a decision is made whether or not to proceed with the requirements change. • Change implementation • The requirements document and, where necessary, the system design and implementation, are modified. Ideally, the document should be organized so that changes can be easily implemented. Jul 2013 Chapter 4. Requirements engineering 90
  • 91. Requirements change management Jul 2013 Chapter 4. Requirements engineering 91
  • 92. Summary • Requirements for a software system set out what the system should do and define constraints on its operation and implementation. • Functional requirements are statements of the services that the system must provide or are descriptions of how some computations must be carried out. • Non-functional requirements often constrain the system being developed and the development process being used. • They often relate to the emergent properties of the system and therefore apply to the system as a whole. Jul 2013 Chapter 4. Requirements engineering 92
  • 93. Summary (cont.) • The software requirements document is an agreed statement of the system requirements. It should be organized so that both system customers and software developers can use it. • The requirements engineering process is an iterative process including requirements elicitation, specification and validation. • Requirements elicitation and analysis is an iterative process that can be represented as a spiral of activities – requirements discovery, requirements classification and organization, requirements negotiation and requirements documentation. Jul 2013 Chapter 4. Requirements engineering 93
  • 94. Summary (cont.) • You can use a range of techniques for requirements elicitation including interviews, scenarios, use-cases and ethnography. • Requirements validation is the process of checking the requirements for validity, consistency, completeness, realism and verifiability. • Business, organizational and technical changes inevitably lead to changes to the requirements for a software system. Requirements management is the process of managing and controlling these changes. Jul 2013 Chapter 4. Requirements engineering 94