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Chapter 1: Introduction
Chapter 1: Introduction
Database Management System (DBMS)
• DBMS contains information about a particular enterprise
• Collection of interrelated data
• Set of programs to access the data
• An environment that is both convenient and efficient to use
• Database Applications:
• Banking: transactions
• Airlines: reservations, schedules
• Universities: registration, grades
• Sales: customers, products, purchases
• Online retailers: order tracking, customized recommendations
• Manufacturing: production, inventory, orders, supply chain
• Human resources: employee records, salaries, tax deductions
• Databases can be very large.
• Databases touch all aspects of our lives
University Database Example
• Application program examples
• Add new students, instructors, and courses
• Register students for courses, and generate
class rosters
• Assign grades to students, compute grade point
averages (GPA) and generate transcripts
• In the early days, database applications
were built directly on top of file systems
Drawbacks of using file systems to store data
• Data redundancy and inconsistency
• Multiple file formats, duplication of information in
different files
• Difficulty in accessing data
• Need to write a new program to carry out each new
task
• Data isolation
• Multiple files and formats
• Integrity problems
• Integrity constraints (e.g., account balance > 0)
become “buried” in program code rather than being
stated explicitly
• Hard to add new constraints or change existing ones
Drawbacks of using file systems to store data (Cont.)
• Atomicity of updates
• Failures may leave database in an inconsistent state with partial
updates carried out
• Example: Transfer of funds from one account to another should
either complete or not happen at all
• Concurrent access by multiple users
• Concurrent access needed for performance
• Uncontrolled concurrent accesses can lead to inconsistencies
• Example: Two people reading a balance (say 100) and updating it by
withdrawing money (say 50 each) at the same time
• Security problems
• Hard to provide user access to some, but not all, data
Database systems offer solutions to all the above
problems
Levels of Abstraction
• Physical level: describes how a record (e.g.,
instructor) is stored.
• Logical level: describes data stored in database,
and the relationships among the data.
type instructor = record
ID : string;
name : string;
dept_name : string;
salary : integer;
end;
• View level: application programs hide details of
data types. Views can also hide information (such
as an employee’s salary) for security purposes.
View of Data
An architecture for a database system
Instances and Schemas
• Similar to types and variables in programming languages
• Logical Schema
Logical Schema – the overall logical structure of the database
• Example: The database consists of information about a set of
customers and accounts in a bank and the relationship between them
Analogous to type information of a variable in a program
• Physical schema
Physical schema– the overall physical structure of the
database
• Instance – the actual content of the database at a particular
point in time
• Analogous to the value of a variable
• Physical Data Independence – the ability to modify the
physical schema without changing the logical schema
• Applications depend on the logical schema
• In general, the interfaces between the various levels and components
should be well defined so that changes in some parts do not seriously
influence others.
Data Models
• A collection of tools for describing
• Data
• Data relationships
• Data semantics
• Data constraints
• Relational model
• Entity-Relationship data model (mainly for database
design)
• Object-based data models (Object-oriented and
Object-relational)
• Semistructured data model (XML)
• Other older models:
• Network model
• Hierarchical model
Relational Model
• All the data is stored in various tables.
• Example of tabular data in the relational model
Columns
Rows
A Sample Relational Database
Data Definition Language (DDL)
• Specification notation for defining the database schema
Example: create table instructor (
ID char(5),
name varchar(20),
dept_name varchar(20),
salary numeric(8,2))
• DDL compiler generates a set of table templates stored in a data dictionary
• Data dictionary contains metadata (i.e., data about data)
• Database schema
• Integrity constraints
• Primary key (ID uniquely identifies instructors)
• Authorization
• Who can access what
Data Manipulation Language (DML)
• Language for accessing and manipulating
the data organized by the appropriate data
model
• DML also known as query language
• Two classes of languages
• Pure – used for proving properties about
computational power and for optimization
• Relational Algebra
• Tuple relational calculus
• Domain relational calculus
• Commercial – used in commercial systems
• SQL is the most widely used commercial language
SQL
• The most widely used commercial language
• SQL is NOT a Turing machine equivalent
language
• To be able to compute complex functions SQL
is usually embedded in some higher-level
language
• Application programs generally access
databases through one of
• Language extensions to allow embedded SQL
• Application program interface (e.g., ODBC/JDBC)
which allow SQL queries to be sent to a database
Database Design
• Logical Design – Deciding on the database
schema. Database design requires that we find a
“good” collection of relation schemas.
• Business decision – What attributes should we record in
the database?
• Computer Science decision – What relation schemas
should we have and how should the attributes be
distributed among the various relation schemas?
• Physical Design – Deciding on the physical layout
of the database
The process of designing the general structure of the database:
Database Design (Cont.)
• Is there any problem with this relation?
Design Approaches
• Need to come up with a methodology to
ensure that each of the relations in the
database is “good”
• Two ways of doing so:
• Entity Relationship Model (Chapter 7)
• Models an enterprise as a collection of entities and
relationships
• Represented diagrammatically by an entity-relationship
diagram:
• Normalization Theory (Chapter 8)
• Formalize what designs are bad, and test for them
Object-Relational Data Models
• Relational model: flat, “atomic” values
• Object Relational Data Models
• Extend the relational data model by including object
orientation and constructs to deal with added data
types.
• Allow attributes of tuples to have complex types,
including non-atomic values such as nested relations.
• Preserve relational foundations, in particular the
declarative access to data, while extending modeling
power.
• Provide upward compatibility with existing relational
languages.
XML: Extensible Markup Language
• Defined by the WWW Consortium (W3C)
• Originally intended as a document markup
language not a database language
• The ability to specify new tags, and to create
nested tag structures made XML a great way to
exchange data, not just documents
• XML has become the basis for all new
generation data interchange formats.
• A wide variety of tools is available for parsing,
browsing and querying XML documents/data
Database Engine
• Storage manager
• Query processing
• Transaction manager
Storage Management
• Storage manager is a program module that
provides the interface between the low-level data
stored in the database and the application
programs and queries submitted to the system.
• The storage manager is responsible to the
following tasks:
• Interaction with the OS file manager
• Efficient storing, retrieving and updating of data
• Issues:
• Storage access
• File organization
• Indexing and hashing
Query Processing
1. Parsing and translation
2. Optimization
3. Evaluation
Query Processing (Cont.)
• Alternative ways of evaluating a given query
• Equivalent expressions
• Different algorithms for each operation
• Cost difference between a good and a bad way
of evaluating a query can be enormous
• Need to estimate the cost of operations
• Depends critically on statistical information about
relations which the database must maintain
• Need to estimate statistics for intermediate results
to compute cost of complex expressions
Transaction Management
• What if the system fails?
• What if more than one user is concurrently
updating the same data?
• A transaction is a collection of operations that
performs a single logical function in a database
application
• Transaction-management component ensures
that the database remains in a consistent
(correct) state despite system failures (e.g.,
power failures and operating system crashes)
and transaction failures.
• Concurrency-control manager controls the
interaction among the concurrent transactions,
to ensure the consistency of the database.
Database Users and Administrators
Database
Database System Internals
Database Architecture
The architecture of a database systems is greatly
influenced by
the underlying computer system on which the
database is running:
• Centralized
• Client-server
• Parallel (multi-processor)
• Distributed
History of Database Systems
• 1950s and early 1960s:
• Data processing using magnetic tapes for storage
• Tapes provided only sequential access
• Punched cards for input
• Late 1960s and 1970s:
• Hard disks allowed direct access to data
• Network and hierarchical data models in widespread
use
• Ted Codd defines the relational data model
• Would win the ACM Turing Award for this work
• IBM Research begins System R prototype
• UC Berkeley begins Ingres prototype
• High-performance (for the era) transaction processing
History (cont.)
• 1980s:
• Research relational prototypes evolve into commercial
systems
• SQL becomes industrial standard
• Parallel and distributed database systems
• Object-oriented database systems
• 1990s:
• Large decision support and data-mining applications
• Large multi-terabyte data warehouses
• Emergence of Web commerce
• Early 2000s:
• XML and XQuery standards
• Automated database administration
• Later 2000s:
• Giant data storage systems
• Google BigTable, Yahoo PNuts, Amazon, ..
End of Chapter 1
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This discussion about the dbms introduction

  • 2. Database Management System (DBMS) • DBMS contains information about a particular enterprise • Collection of interrelated data • Set of programs to access the data • An environment that is both convenient and efficient to use • Database Applications: • Banking: transactions • Airlines: reservations, schedules • Universities: registration, grades • Sales: customers, products, purchases • Online retailers: order tracking, customized recommendations • Manufacturing: production, inventory, orders, supply chain • Human resources: employee records, salaries, tax deductions • Databases can be very large. • Databases touch all aspects of our lives
  • 3. University Database Example • Application program examples • Add new students, instructors, and courses • Register students for courses, and generate class rosters • Assign grades to students, compute grade point averages (GPA) and generate transcripts • In the early days, database applications were built directly on top of file systems
  • 4. Drawbacks of using file systems to store data • Data redundancy and inconsistency • Multiple file formats, duplication of information in different files • Difficulty in accessing data • Need to write a new program to carry out each new task • Data isolation • Multiple files and formats • Integrity problems • Integrity constraints (e.g., account balance > 0) become “buried” in program code rather than being stated explicitly • Hard to add new constraints or change existing ones
  • 5. Drawbacks of using file systems to store data (Cont.) • Atomicity of updates • Failures may leave database in an inconsistent state with partial updates carried out • Example: Transfer of funds from one account to another should either complete or not happen at all • Concurrent access by multiple users • Concurrent access needed for performance • Uncontrolled concurrent accesses can lead to inconsistencies • Example: Two people reading a balance (say 100) and updating it by withdrawing money (say 50 each) at the same time • Security problems • Hard to provide user access to some, but not all, data Database systems offer solutions to all the above problems
  • 6. Levels of Abstraction • Physical level: describes how a record (e.g., instructor) is stored. • Logical level: describes data stored in database, and the relationships among the data. type instructor = record ID : string; name : string; dept_name : string; salary : integer; end; • View level: application programs hide details of data types. Views can also hide information (such as an employee’s salary) for security purposes.
  • 7. View of Data An architecture for a database system
  • 8. Instances and Schemas • Similar to types and variables in programming languages • Logical Schema Logical Schema – the overall logical structure of the database • Example: The database consists of information about a set of customers and accounts in a bank and the relationship between them Analogous to type information of a variable in a program • Physical schema Physical schema– the overall physical structure of the database • Instance – the actual content of the database at a particular point in time • Analogous to the value of a variable • Physical Data Independence – the ability to modify the physical schema without changing the logical schema • Applications depend on the logical schema • In general, the interfaces between the various levels and components should be well defined so that changes in some parts do not seriously influence others.
  • 9. Data Models • A collection of tools for describing • Data • Data relationships • Data semantics • Data constraints • Relational model • Entity-Relationship data model (mainly for database design) • Object-based data models (Object-oriented and Object-relational) • Semistructured data model (XML) • Other older models: • Network model • Hierarchical model
  • 10. Relational Model • All the data is stored in various tables. • Example of tabular data in the relational model Columns Rows
  • 12. Data Definition Language (DDL) • Specification notation for defining the database schema Example: create table instructor ( ID char(5), name varchar(20), dept_name varchar(20), salary numeric(8,2)) • DDL compiler generates a set of table templates stored in a data dictionary • Data dictionary contains metadata (i.e., data about data) • Database schema • Integrity constraints • Primary key (ID uniquely identifies instructors) • Authorization • Who can access what
  • 13. Data Manipulation Language (DML) • Language for accessing and manipulating the data organized by the appropriate data model • DML also known as query language • Two classes of languages • Pure – used for proving properties about computational power and for optimization • Relational Algebra • Tuple relational calculus • Domain relational calculus • Commercial – used in commercial systems • SQL is the most widely used commercial language
  • 14. SQL • The most widely used commercial language • SQL is NOT a Turing machine equivalent language • To be able to compute complex functions SQL is usually embedded in some higher-level language • Application programs generally access databases through one of • Language extensions to allow embedded SQL • Application program interface (e.g., ODBC/JDBC) which allow SQL queries to be sent to a database
  • 15. Database Design • Logical Design – Deciding on the database schema. Database design requires that we find a “good” collection of relation schemas. • Business decision – What attributes should we record in the database? • Computer Science decision – What relation schemas should we have and how should the attributes be distributed among the various relation schemas? • Physical Design – Deciding on the physical layout of the database The process of designing the general structure of the database:
  • 16. Database Design (Cont.) • Is there any problem with this relation?
  • 17. Design Approaches • Need to come up with a methodology to ensure that each of the relations in the database is “good” • Two ways of doing so: • Entity Relationship Model (Chapter 7) • Models an enterprise as a collection of entities and relationships • Represented diagrammatically by an entity-relationship diagram: • Normalization Theory (Chapter 8) • Formalize what designs are bad, and test for them
  • 18. Object-Relational Data Models • Relational model: flat, “atomic” values • Object Relational Data Models • Extend the relational data model by including object orientation and constructs to deal with added data types. • Allow attributes of tuples to have complex types, including non-atomic values such as nested relations. • Preserve relational foundations, in particular the declarative access to data, while extending modeling power. • Provide upward compatibility with existing relational languages.
  • 19. XML: Extensible Markup Language • Defined by the WWW Consortium (W3C) • Originally intended as a document markup language not a database language • The ability to specify new tags, and to create nested tag structures made XML a great way to exchange data, not just documents • XML has become the basis for all new generation data interchange formats. • A wide variety of tools is available for parsing, browsing and querying XML documents/data
  • 20. Database Engine • Storage manager • Query processing • Transaction manager
  • 21. Storage Management • Storage manager is a program module that provides the interface between the low-level data stored in the database and the application programs and queries submitted to the system. • The storage manager is responsible to the following tasks: • Interaction with the OS file manager • Efficient storing, retrieving and updating of data • Issues: • Storage access • File organization • Indexing and hashing
  • 22. Query Processing 1. Parsing and translation 2. Optimization 3. Evaluation
  • 23. Query Processing (Cont.) • Alternative ways of evaluating a given query • Equivalent expressions • Different algorithms for each operation • Cost difference between a good and a bad way of evaluating a query can be enormous • Need to estimate the cost of operations • Depends critically on statistical information about relations which the database must maintain • Need to estimate statistics for intermediate results to compute cost of complex expressions
  • 24. Transaction Management • What if the system fails? • What if more than one user is concurrently updating the same data? • A transaction is a collection of operations that performs a single logical function in a database application • Transaction-management component ensures that the database remains in a consistent (correct) state despite system failures (e.g., power failures and operating system crashes) and transaction failures. • Concurrency-control manager controls the interaction among the concurrent transactions, to ensure the consistency of the database.
  • 25. Database Users and Administrators Database
  • 27. Database Architecture The architecture of a database systems is greatly influenced by the underlying computer system on which the database is running: • Centralized • Client-server • Parallel (multi-processor) • Distributed
  • 28. History of Database Systems • 1950s and early 1960s: • Data processing using magnetic tapes for storage • Tapes provided only sequential access • Punched cards for input • Late 1960s and 1970s: • Hard disks allowed direct access to data • Network and hierarchical data models in widespread use • Ted Codd defines the relational data model • Would win the ACM Turing Award for this work • IBM Research begins System R prototype • UC Berkeley begins Ingres prototype • High-performance (for the era) transaction processing
  • 29. History (cont.) • 1980s: • Research relational prototypes evolve into commercial systems • SQL becomes industrial standard • Parallel and distributed database systems • Object-oriented database systems • 1990s: • Large decision support and data-mining applications • Large multi-terabyte data warehouses • Emergence of Web commerce • Early 2000s: • XML and XQuery standards • Automated database administration • Later 2000s: • Giant data storage systems • Google BigTable, Yahoo PNuts, Amazon, ..