Plasma Notes
Plasma Notes
May 8, 2015
These notes will not be 100% comprehensive, as Im making them mainly for my own use. However, if
you spot any mistakes, feel free to catch me on the forums and Ill fix any mistakes.
Didnt start making notes until 1.5 so Ill be skimming the earlier topics.
1.1
Plasma - the 4th state of matter. Heat stuff up to 11400K (= 1eV) and gases begin being ionized.
The Sun is a miasma of incandescent plasma1
Lightning is plasma (ionized air)
Plasma diplays
Nuclear fusion - cant really get there without turning stuff into plasma
The word plasma comes from greek , which means moldable substance or jelly, though
it was mentioned on the forums that it might mean living thing... which is really fitting when you
think about it
A brief history:
1920s-1930s: ionospheric plasma research (for radio transmission) and vacuum tubes (Langmuir)
1940s: MHD plasma waves (Alfven)
1950s: research on Magnetic Fusion. Geneva UN conference on uses for atomic energy which
dont kill people
Fusion experiments: L-1, TFTR, JET, ITER tokamaks; W7-X stellarator at MPI in Germany; the
NIF inertial fusion facility in US
The Earths magnetosphere; van Allen belts
Jets - space plasmas
Lots of industrial applications
1.2
https://www.youtube.com/watch?v=sLkGSV9WDMA
r
De =
0 Te
e2 n0
(for electrons)
Solved in lecture by a statistical approach which assumed n 34 3De ND 1 (for a Debye sphere; in
the lecture n3De was used, which relates to a Debye cube. Theres not much difference between them,
a factor of 4). ND means the number of particles inside a sphere (or cube, following the lecture) of
radius equal to the Debye length. The condition means theres plenty of particles to screen our test
particle. This also assumed that binary interactions between particles were weak ( e
Te 1)
1.3
Plasma frequency Assume a plasma of same density of ions and electrons. Displace electrons by
x. They begin to exhibit harmonic oscillations (for x not too large). Newtons 2nd law gives
n0 e 2
d2 x
+
x = 0
dt2
0 me
Can define plasma frequency
s
pe
vth,e
n0 e 2
=
0 me
De
n0 e 4
3
1620 m2e vth,e
Size of plasma has to be much larger than its Debye length (or theres no quasineutrality)
1.4
Larmor radius - particles gyrate around the guiding center at this distance
mv
|q| B
Cyclotron frequency
c
v
|q| B
=
|| IA =
1.5
Static and uniform E and B fields. Particles under Lorentz force which can be decomposed as:
Parallel direction:
m
dvk
= qEk
dt
Uniform acceleration
Perpendicular direction:
m
dv
= q(E + V B)
dt
E B
B2
This is a motion of the guiding center which is superposed over the gyromotion
Does not depend on charge, neither in magnitude nor in direction (but gyromotion direction
does)
Guiding center moves over lines of constant electrostatic potential (the drift does not change
the particle energy!)
A generalization of this drift for any force:
vF =
F B
qB 2
For a gravitational force (say, space plasmas), this depends on charge. Separates positive and
negative charges. Polarizes the plasma, creating a E field and an E B drift
Curvature drift
B field curved, particle follows the B field - this happens through a centrifugal force
Fc =
This causes a drift:
vd =
mvk2
2
RB
RB
2
mv
Fc B
=
2 (RB B)
qB 2
qB 2 RB
~
Gradient drift B B)
Happens in changing (spatially) magnetic fields
v B =
mv 2
(B B)
2qB 3
1.6
Plasma confinement based on single particle motion. Magnetic mirrors, stellarators, tokamaks
Can use closed field lines. Closed geometries. Example: tokamaks (toroidal), stellarators.
The magnetic mirror geometry is neat for particles really close to the axis. B is maximum (field
density increases) near the electromagnets
force in the axial direction is
Fz = |B|
vk has to vanish at Bmax so that the kinetic energy is just composed of the perpendicular component
of velocity
Particle reflection condition
2
v
Bmin
>
Bmax
+ vk2
2
v
This means that particles in the loss cones in phase space (marked red; those which dont satisfy
the inequality) cannot be confined in the mirror!
Neat example: the Earths magnetic field is a magnetic mirror!
What about closed magnetic field lines? Can those deal with loss cones?
B is not homogeneous! Curved! Has curvature and gradient drifts!
For a purely toroidal field, positively charged particles drift towards the bottom, while negatively
charged ones drift towards the top. This polarizes the plasma and introduces the EB drift outwards,
sending the plasma crashing into the major radius wall.
A solution: a poloidal magnetic field to short circuit the charge accumulation. Either:
Drive a current through the plasma Tokamaks
Get rid of axial symmetry Stellarators
2.1
Kinetic description of plasma. A (relatively?) complete description of plasma which covers both the
particles and the fields evolving over time.
The usual diagram for a plasma description, seen often in simulations:
(a) Take Newtons equations using electric and magnetic fields for all particles at all times (use
Lorentz force)
(b) Use positions and velocities to compute charge and current densities. Charge density given as sum
over particles of their charges, localized through use of Dirac delta functions. Current density similar, but multiplied by particle velocity vectors inside the sum.
(c) Take charge and current density, plug them into Maxwell equations, calculate E and B fields at
positions
(d) Take calculated E and B fields and apply them as forces to particles. Repeat cycle until bored or
simulation returns segmentation fault.
But real plasmas involve on the order of 102 1 particles for a fusion plasma. Too much strain on our
computational abilities. Impractical. We use a distribution function:
f (r, v, t)drdv = number of particles at time t, in phase space volume drdv located at r, v. We have a
separate distribution function fi for every species
Total number of particles NS given by integral of distribution function over all positions and velocities
(which covers all the phase space)
Number density of particles ns given by integral over all velocities for a given location r
R
Average velocity given by n1s vfi (r, v, t)dv
Examples of distribution functions
Maxwell-Boltzmann distribution function, for three dimensions
F0 (v) = n0 (
1
2vthermal
)3/2 exp(
v2
2
2vthermal
In 1D, only the normalization of the distribution changes from the 3D case:
F0 (v) = n0 (
1
2vthermal
)1/2 exp(
v2
)
2
2vthermal
Monoenergetic beam in 1D
F0 (v) = n0 (v v0 )
Two counterstreaming beams in 1D (two-stream instability!)
F0 (v) =
n0
[(v v0 ) + (v + v0 )]
2
d d d d
d
d
d d
, , ,
,
,
)=( ,
)
dx dy dz dvx dvy dvz
dr dv
Flongrange + Fshortrange
dr dv
F
,
) = (v,
) = (v,
)
dt dt
ms
ms
Long range forces - collective interactions. Short range forces - binary collisions (between individual
particles, like youd have in a gas). Plugging these back into the particle conservation equation:
Flongrange + Fshortrange
dfs
d
d
= (vfs )
[
fs ]
dt
dr
dv
ms
Boltzmann equation We can improve on the previous equation. Start out with the expanded particle
conservation equation:
Flongrange + Fshortrange
dfs
d
d
= (vfs )
[
fs ]
dt
dr
dv
ms
In the phase space approach, velocity is treated as a completely independent variable than v (though
d
s
you could consider one as a derivative of the other). Thus dr
(vfs ) = v df
dr
long range force can be decomposed into electric field independent of v, and the v B term d
s
perpendicular to v. Thus, dv
[Flongrange fs ] = Flongrange df
dv
Plugging in:
Fshortrange
dfs Flongrange dfs
d
dfs
= v
(
fs )
dt
dr
ms
dv
dv
ms
Can be rewritten as:
Fshortrange
dfs
dfs Flongrange dfs
d
fs )
+v
+
=
(
dt
dr
ms
dv
dv
ms
Term on the right is called a collision operator ( df
dt )c .
And we get the Boltzmann equation:
dfs
dfs
qs
dfs
dfs
+v
+
(Elongrange + v Blongrange )
= ( )c
dt
dr
ms
dv
dt
2.2
We use Boltzmann equation and look into the short range interactions
An electron with charge e approaches a positive ion (assumed immobile) with charge Ze. Electron trajectory changes. ve - initial electron velocity b - impact parameter, shortest distance between extrapolated
line of initial electron trajectory and ion position
Ze2
Ze2
= b/2
40 me ve2
2 4
e
Coulomb cross section: /2 = b2/2 = (4Z
2 2 4
0 ) me ve
Collision frequency: /2 = ni ve 2 = f racni Z 2 e4 (40 )2 m2e ve3
Is this a correct estimate? Do collective small angle deflections matter in a plasma? How can we take
the interaction with many particles into account properly? Average over all phase space somehow?
Take the electron-ion collision again. Denote - angle between initial and final electron velocity.
Particles interact through Coulomb force. Angular momentum and energy - conserved (if electron is
e
much lighter than ion, m
mi 1).
tan(/2) =
b/2
Ze2
=
b
40 me ve2 b
2
Due to symmetry we take hve i = 0 but ve
6= 0 . So magnitude could change, but there will
be no preferred direction. stands for parallel to initial velocity.
2 Z
d ve
= dbni ve 2b
dt
(we integrate over all possible impact parameters
2
ve
= ve2 sin 2 = ve2 tan /22 [1 + tan /22 ]2
2
Z D
(b/2 /b)2 b
d ve
3
dbb
= 8ni ve
dt
(1 + (b/2 /b)2 )2
0
We neglect quantum effects (thus integrating from 0) and integrate up to Debye length as coulomb interactions are screened beyond it. Finally, we get:
2
d ve
D
= 8ni ve3 b2/2 ln
(if D b/2
dt
b/2
Following section may have some 4s swapped for s.
Note that electrons do not lose much energy as me mi . Basically reflected balls from a wall. Thus
2
=0
ve (vke ) + 0.5ve
And
d vke
D
= 4ni ve2 b2/2 ln
dt
b/2
D
In most plasmas equals 15 to 25
b/2
d vke
= ei ve
dt
Collision frequency of electrons against ions:
ei = 4ni b2/2 ve ln = ni ei ve
Whereas
ei = 4b2/2 ln
Can compare
b2/2
/2
=
1
ei
4b2/2 ln
Much smaller than 1! So small angle deflections dominate over large scale deflections!
2.3
2.3.1
d vke
ni Z 2 e4 ln
= ei ve =
dt
420 m2e ve3
We could use this to calculate how an electron beam slows in a plasma. Assume a Maxwellian distribution
of electron velocities with mean velocity ue vthermal,e in 1D:
fe (v) = n0 (
1
due
= ei vke =
dt
n0
me
2vthermal,e
)1/2 exp(
me (vke ue )2
)
2
2vthermal,e
Z
ei vke fe (vke )dvke ' hei i ue (if ue vthermal,e )
2
ni Z 2 e4 ln
ei =
12 ( 3/2) 2 m(e 1/2)Te( 3/2)
0
There are also collisions between electrons coming from the beam and electrons in the plasma:
2
ne e4 ln
hei i ne
ee =
(
(
(
Z 2 ni
12 3/2) 2 me 1/2)Te 3/2)
0
2.3.2
Plasma resistivity
Take a cloud of ions and electrons. Apply electric field E. Ions will move in direction of E, whereas
electrons will move in opposite direction. E then drives a current in a plasma - charges are moving!
We neglect the slow and heavy electrons and focus on electron movement. From Newtons second law:
due
= ene E + Rei
dt
is the collision term we have just calculated. This slows down the current.
me ne
Rei
d
dt
=0
me hei i
j j
e2 ne
me hei i
2me Ze2 ln
=
3/2
e 2 ne
12 3/2 20 Te
The bigger the temperature, the lower the resistivity. Unlike in metals. Its also independent of density!
The contributions of increasing the number of carriers and increasing the number of collisions cancel each
other out exactly.
2.3.3
m2
m2e
|ve |2 e ve 2
2mi
2mi
ni Z 2 e4 me ln
me
Z
hE i =
hei i
3/2
mi
3 22 mi Te
0
The electrons have a similar, very fast rate of collisions with each other and with ions. The rate of
collisions between ions happens 40 times slower, and then the rate of energy exchange is 40 times slower
than that. At a similar rate to that of energy exchange is the rate of ions colliding with electrons.
2.4
2.4.1
If we can assume that the number of particles in a Debye cube is REALLY HIGH: n3D , so that
( df
dt )c = 0, then the Vlasov equation holds:
dfs
dfs
qs ~
dfs
+v
+
=0
(E + ~v B)
dt
dr
ms
dv
E and B here represent the long range interactions. The charge density is computed as indicated before,
integrating out all the velocities. The currents are likewise obtained by summing over the species and
calculating the average velocities at each positions.
2.4.2
Momentum, which we calculate as the sum of particle and field momenta. No actual derivation is
given except for the formula:
Ptot =
Z
ms
Z
dr
dv vfs + 0
dr(E B) = const
Total energy can be decomposed into energy of particles and energy of field.
Z
Z
XZ
1
1
2
E=
dr dv ms v fs +
dr(0 E 2 + B 2 /0 ) = const
2
2
s
Entropy, as given by information theory
S=
XZ
Z
dr
dvfs ln fs = const
This is because collisions are neglected by the Vlasov equation. Therefore it is time-reversible!
2.4.3
fs has incompressible motion (in phase space) - it can be considered as an incompressible fluid
(moving in phase space - its going to obey Liouvilles theorem)
As seen by particle along orbit
dfs
fs
fs
F fs
fs
fs
qs
fs
=
+v
+
=
+v
+
(E + v B)
dt
t
r
ms v
t
r
ms
v
And the funny thing is, thats just the Vlasov equation itself. Thus along particle orbits, fs = 0.
2.4.4
If cj is a constant of motion, then any distribution function being a function of any number of constants
of motion cj is a solution.
This is unlike the Boltzmann equation, where only the Maxwellian distribution was a stationary solution.
It can be really difficult to find constants of motion, as well. It seems to be implied that practical
solutions rely on numerical methods - that way you need not specify constants of motion for a formal
solution.
2.5
We make this our testing ground for the Vlasov equation. The situation is two beams of electrons moving in
opposite directions in 1D. Spoiler alert - WERE ACTUALLY GOING TO MESS AROUND WITH THE
MATLAB CODE FOR THIS KIND OF SIMULATION IN THE HOMEWORK, THIS IS AWESOME.
Ahem.
2.5.1
Simplifications
E=
0
B=0
dB
E=
dt
dE
)
dt
We simplify the situation. Set B = 0 for an electrostatic situation.
B = 0 (j + 0
dfs
dfs
qs ~ dfs
+v
+
E
=0
dt
dr
ms
dv
E=
0
B=0
E=0
which implies
E =
=
0
We also assume that ions are stationary in the background with density n0 (electrons move at a much
faster time scale). This means we only have to solve Vlasov for the electron motion and can replace fs by
f for brevity:
~ df
df
df
eE
+v
=0
dt
dr ms dv
Z
e
e
=
f dv n0
0
0
2.5.2
Linearisation
Were going to be analysing small perturbations from equilibrium. This means basically expanding the
quality of interest in a short Taylor series:
g = g0 (equilibrium) + g1 (perturbation, g1 g0 )
In our case, f0 being the initial distribution functions which is isotropic over all position space (thus
no dependence on r) and f1 being our small perturbation:
f (r, v, t) = f0 (v) + f1 (r, v, t)
= 1 (r, t) as we can set 0 = 0 since its constant anyway
E = E1 (r, t)
We plug these into the Vlasov equation:
f0 + f1
(f0 + f1 ) eE1 (f0 + f1 )
+v
=0
t
r
me
v
Simplifying and neglecting E1
f1
v
t
r
me v
Also plugging in E1 = :
e
1 =
0
Z
f1 dv
Thus:
f1
f1
e 1 f0
+v
t
r
me r v
Z
e
1 =
f1 dv
0
We now apply Fourier analysis to f1 :
Z
Z
f1 (r, v, t) = dk d f1 (k, v, ) exp i(k r t)
This is neat because:
The time derivative is simple:
f1
(r, v, t) =
t
Z
dk
=0
t
r
me r v
Z
Z
dk
d[(i + ik v)f1 +
ie1
f0
k
] exp i(k r t) = 0
me
v
e2
0 me k 2
0
k f
v
dv] = 0
kv
0
k f
v
dv
kv
Which we can find the roots of, and the solutions (values of and k) gives us the normal modes of our
plasma.
Theres a singularity at = k v. This is when particles match velocities with wave velocities in the
plasmas... this may or may not be connected to Landau damping. This topic will not be further developed
in the course.
2.5.3
The two-stream instability is thermodynamically weird. The velocity distribution is non-maxwellian. Its
just two sharp peaks (low entropy). Could there be intrinsic modes in the system that restore thermodynamic equilibrium (high entropy)?
We take a 1D system. The derivation above is general (plenty of vectors brought to you by yours truly).
f = f0 (vx ) = f (u)
e2 1
D(, k) = 1 +
0 me k
df0 du
du ku
Im pretty sure theres a mistake in the lecture and a 1/k factor was lost there (it should be 1/k 2 ).
For two counter streaming beams:
n
[(u v0 ) + (u + v0 )]
2
The distribution function luckily avoids the singularity. We calculate the dispersion function and
arrive at
f0 (u) =
D(, k) = 1
ne2
1
1
me [
+
]
20
( kv0 )2 ( + kv0 )2
2
2 = ne )
(note that the plasma frequency pops up: pe
0 me
This is a 4th order polynomial in the nominator. The function has two vertical asymptotes at = kv0
and a horizontal one at 1.
Depending on the parameters, if D( = 0, k) 0, theres 4 real roots. The modes will be oscillatory
instead of exponentially growing.
Otherwise, if D( = 0, k) < 0, theres 2 real roots corresponding to oscillations and 2 complex roots
corresponding to exponential explosions.
D( = 0, k) = 1
2
pe
2
< 0 k 2 v02 < pe
k 2 v02
Unstable modes are those that have sufficiently long wavelengths. Thats all we can tell analytically.
ITS PARTICLE IN CELL TIME!
2.6
2.6.1
One could solve the entire Vlasov equation by separating the whole 6D phase space into a grid and solving
the partial differential equation. Possible. But usually, one uses the particle in cell method.
f is constant along particle trajectories. This translates directly into Newtons equations for a single
particle:
dr
=v
dt
dv
q
= (E + v B)
dt
m
In the PIC (Particle in Cell) method, we approximate the distribution function by a discrete sum
f (r, v, t) '
f (r r0 , v v0 )
The f s are called superparticles; they have compact support - theyre zero everywhere but on a
small domain in phase space aroundR rR0 and v0 .
We introduce the integral I =
drdvf which is done over the small domain of the particle.
At all times, the superparticles satisfy
X
f (r, v, t) '
f (r r (t), v v (t))
If we have that
where
dr
= v
dt
q
dv
= (E + v B )
dt
m
Z Z
1
Ef dr dv
E =
Id
Z Z
1
B =
Bf dr dv
Id
This is a complicated way of saying that we can use particles to approximate the motion of the plasma - see Birdsall and
Langdon.
2.6.3
Practical PIC